BYLAWS

 1. As a member of SOFA, I will conduct myself with the highest degree of professionalism and integrity

     at all times.

 

 2. Upon my written acceptance of SOFA Membership, I pledge to: 

      • Adhere to SOFA’s Compliance Rules and Regulations. (See Compliance Guidelines)

      • Take quality time to go through SOFA’s Online Training Program, Ascension, as well review SOFA’s                   Archive, Amplify.

      • Seek written approval from SOFA’s Compliance Department on any material or content I provide

         during my workshop presentations… including any Marketing or Promotional pieces, including Mailers.

      • Never allow a Nonmember to participate as a “SOFA Guest” Speaker at any SOFA events that I

         am participating in. If so, I realize termination of my Membership will occur – no exceptions.

         This is a “Zero Tolerance” issue at SOFA. 

 3. I will not infringe upon any one particular Venue location currently serviced by another SOFA member.           Poaching may result in my immediate membership termination.

4.  As a member of SOFA, the nature of all my Promotional and Presentation content will be for

   “Educational” purposes only, and of a generic nature.

5. At the start of every Seminar event, I will disclose my profession and communicate the “SOFA                          Presentation Disclaimer” to ensure transparency and clarity with my audience.

 

6. I acknowledge that NO selling or promotion of products, services, or vendors will occur during my                  Workshops.

 

7. I agree to distribute the “SOFA Evaluation Form” AT ALL Seminar events. Whether a Seminar Attendee decides to accept or deny a Complimentary Consultation, I will honor their request.

 

8. I agree to submit a current “Activity Report” to SOFA Headquarters, keeping SOFA informed, of all                Workshops scheduled that I plan to participate at. For each one of my Seminar events, I will submit the          required information into the “Activity Report” tab located on the Member’s side of the Website.

 

9. With my professional knowledge and expertise, I pledge to bring Financial Literacy to the people in my          community on a regular, on-going basis throughout the year.

 

10. SOFA’s Compliance Video will be watched within my FIRST week of joining SOFA. I faithfully promise to adhere to SOFA’s Rules and Requirements, keeping my behavior, actions, and activities beyond reproach. 

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San Diego, CA 92123

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